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Complii FinTech Solutions is a secure digital platform that removes the need for paper-based compliance. This customisable software has been designed to automate, record and report on an AFS Licensee's and Brokers compliance obligations. Significant staff cost savings and time savings can also be achieved as a result of implementing Complii.
Complii automates functions such as sending ROA's/SOA's emails based off client profiles, 708 8 expiry register, FOFA FDS letter auto-generation and electronic opt-in, online client profiles updates, disclosures, breach register, Chinese walls, internal compliance and much more.
Part of Complii’s cutting edge innovation software solution is Complii’s Capital Raising tool, which allows corporate deals to be distributed to advisors to bid on. Successful bids can be automatically offered to clients who have the option to electronically accept the deal by a hyperlink on the email.
The latest addition to this module, Corporate Highway allows distribution of capital raisings within the Complii community and opens up spread and deal flow across Australia.
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